In providing financial services and products to you, we collect nonpublic personal information about you. Our policy is to keep this information confidential and to strictly safeguard it. We will only use or disclose it as needed to provide services to you, or as permitted by law.
What We Collect
The information we collect about you includes what you give us when you open an account or are interviewed by us. This will include but may not be limited to the following:
Name & address
Social Security Number
Investment experience and objectives.
We may disclose personal information about you to third parties we do business with or hire that help us provide services and products to you, or as permitted by law, or as authorized by you. We do not sell your personal information to anyone.
How Information is Used
We use personal information to provide financial management services to you, such as managing the assets in your account. We disclose information to third parties as permitted by law, including brokers-dealers, custodians, administrators, transfer agents, or attorneys that we need to use to provide services and products to you. Periodically we must give information about our business to regulatory authorities. This may include personal information about you. We do not sell your personal information to anyone.
We are committed to protecting your account from fraud. We have procedures in place that we believe are sufficient to protect the security and confidentiality of your information. These include password protected user access to our computer files, which is strictly limited to EverGreen personnel. In addition, we implement systematic processes and procedures for securing and storing data. This includes storing offsite to prevent catastrophic loss.
The form ADV is available by contacting Evergreen Capital Management.